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Primary Text
SPECIAL RULES OF PROCEDURE SUPPLEMENT TO THE RULES OF COURT
proceeding
and
it
is
necessary
for
the
person
prejudiced
to
respond
to
the
representation
of
disclosure.
SEC. 11. Exceptions to Privilege . -
(a)
There
is
no
privilege against disclosure under
Section 9 if mediation communication is:
(1)
in
an
agreement
evidenced
by
a
record
authenticated by all parties to the agreement;
(2) available to the public or that is made during a
session of a mediation which is open, or is required by
law to be open, to the public;
(3) a threat or statement of a plan to inflict bodily injury
or commit a crime of violence;
(4) internationally used to plan a crime, attempt to
commit, or commit a crime, or conceal an ongoing
crime or criminal activity;
(5)
sought
or offered to prove or disprove abuse,
neglect, abandonment, or exploitation in a proceeding
in which a public agency is protecting the interest of an
individual protected by law; but this exception does not
apply where a child protection matter is referred to
mediation by a court or a public agency participates in
the child protection mediation;
(6) sought or offered to prove or disprove a claim or
complaint of professional misconduct or malpractice
filed against mediator in a proceeding; or
(7) sought or offered to prove or disprove a claim of
complaint of professional misconduct of malpractice
filed
against
a
party,
nonparty
participant,
or
representative of a party based on conduct occurring
during a mediation.
(b) There is no privilege under Section 9 if a court or
administrative agency, finds, after a hearing in camera,
that the party seeking discovery of the proponent of
the evidence has shown that the evidence is not
otherwise
available,
that
there
is
a
need
for the
evidence that substantially outweighs the interest in
protecting
confidentiality,
and
the
mediation
communication is sought or offered in:
(1) a court proceeding involving a crime or felony; or
(2) a proceeding to prove a claim or defense that under
the law is sufficient to reform or avoid a liability on a
contract arising out of the mediation.
(c) A mediator may not be compelled to provide
evidence of a mediation communication or testify in
such proceeding.
(d) If a mediation communication is not privileged
under an exception in subsection (a) or (b), only the
portion
of
the
communication
necessary
for
the
application of the exception for nondisclosure may be
admitted. The admission of particular evidence for the
limited purpose of an exception does not render that
evidence,
or
any
other
mediation
communication,
admissible for any other purpose.
SEC. 12. Prohibited Mediator Reports . - A mediator
may
not
make
a
report,
assessment,
evaluation,
recommendation,
finding,
or other communication
regarding a mediation to a court or agency or other
authority that make a ruling on a dispute that is the
subject of a mediation, except:
(a) Where the mediation occurred or has terminated, or
where a settlement was reached.
(b) As permitted to be disclosed under Section 13 of this
Chapter.
SEC.
13.
Mediator's
Disclosure
and
Conflict
of
Interest .
- The mediation shall be guided by the
following operative principles:
(a) Before accepting a mediation, an individual who is
requested to serve as a mediator shall:
(1)
make
an inquiry that is reasonable under the
circumstances to determinate whether there are any
known
facts
that
a
reasonable
individual
would
consider likely to affect the impartiality of the mediator,
including
a
financial
or
personal
interest
in
the
outcome of the mediation and any existing or past
relationship with a party or foreseeable participant in
the mediation; and
(2) disclosure to the mediation parties any such fact
known
or
learned
as
soon
as
is
practical
before
accepting a mediation.
(b) If a mediation learns any fact described in paragraph
(a) (1) of this section after accepting a mediation, the
mediator shall disclose it as soon as practicable.
At the request of a mediation party, an individual who is
requested to serve as mediator shall disclose his/her
qualifications to mediate a dispute.
This Act does not require that a mediator shall have
special
qualifications
by
background
or profession
unless the special qualifications of a mediator are
required
in
the
mediation
agreement
or
by
the
mediation parties.
SEC.
14.
Participation
in
Mediation .
-
Except as
otherwise provided in this Act, a party may designate a
lawyer or any other person to provide assistance in the
mediation. A lawyer of this right shall be made in
writing by the party waiving it. A waiver of participation
or legal representation may be rescinded at any time.
SEC. 15. Place of Mediation . - The parties are free to
agree
on
the
place
of
mediation.
Failing
such
agreement, the place of mediation shall be any place
convenient and appropriate to all parties.
SEC. 16. Effect of Agreement to Submit Dispute to
Mediation Under Institutional Rules . - An agreement
to submit a dispute to mediation by any institution shall
include an agreement to be bound by the internal
mediation
and
administrative
policies
of
such
institution. Further, an agreement to submit a dispute
to mediation under international mediation rule shall
be deemed to include an agreement to have such rules
govern
the mediation of the dispute and for the
mediator, the parties, their respective counsel, and
nonparty participants to abide by such rules.
In case of conflict between the institutional mediation
rules and the provisions of this Act, the latter shall
prevail.
SEC.
17.
Enforcement
of
Mediated
Settlement
Agreement . - The mediation shall be guided by the
following operative principles:
(a)
A
settlement
agreement
following
successful
mediation shall be prepared by the parties with the
assistance of their respective counsel, if any, and by the
mediator.
The parties and their respective counsels shall endeavor
to make the terms and condition thereof complete and
make
adequate
provisions
for
the
contingency of
breach
to
avoid
conflicting
interpretations
of
the
agreement.
(b) The parties and their respective counsels, if any, shall
sign the settlement agreement. The mediator shall
certify
that
he/she
explained
the
contents of the
settlement agreement to the parties in a language
known to them.
(c) If the parties so desire, they may deposit such
settlement agreement with the appropriate Clerk of a
Regional Trial Court of the place where one of the
parties resides. Where there is a need to enforce the
settlement agreement, a petition may be filed by any of
the parties with the same court, in which case, the
court shall proceed summarily to hear the petition, in
accordance with such rules of procedure as may be
promulgated by the Supreme Court.
(d) The parties may agree in the settlement agreement
that the mediator shall become a sole arbitrator for the
dispute and shall treat the settlement agreement as an
arbitral award which shall be subject to enforcement
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